FINRA Enhancements: 2015

In a recent call with FINRA, Financial Database Services (FDS) learned that expanded rep data will soon be available in the IIR file to support rep transitions between firms. Also slated for 2015 is the ability to electronically submit Disclosures.

These expanded capabilities from FINRA will greatly increase the benefit and value of the CAESAR Registrar On-Boarding tool. FDS will continue to work with FINRA on revised file formats and keep you updated on product enhancements as they become available.

To learn more about CAESAR Registrar and the Registration & Licensing tools available from FDS, Click Here.

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